Oxford Lane Cap8.125% Cl6/2017

CUSIP: 691543409 Class: preferred stock

Thomas J. Herzfeld Advisors, Inc.'s Holding History (CIK: 0001509510)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 482,700 Value ($000) $12,217 Avg Close — Range —
Q3 2015
Shares 462,849 Value ($000) $11,655 Avg Close — Range —
Q2 2015
Shares 438,970 Value ($000) $11,018 Avg Close — Range —
Q1 2015
Shares 324,298 Value ($000) $8,189 Avg Close — Range —
Q4 2014
Shares 188,048 Value ($000) $4,647 Avg Close — Range —
Q3 2014
Shares 87,135 Value ($000) $2,205 Avg Close — Range —
Q2 2014
Shares 61,227 Value ($000) $1,551 Avg Close — Range —