PGIM ROCK ETF TR

Ticker: NOVP CUSIP: 69420N734 Class: S&P 500 BUFFER

HARBOUR INVESTMENTS, INC.'s Holding History (CIK: 0000810121)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 500 Value ($000) $15 Avg Close — Range —
Q3 2025
Shares 500 Value ($000) $15 Avg Close — Range —
Q2 2025
Shares 500 Value ($000) $14 Avg Close — Range —
Q1 2025
Shares 500 Value ($000) $14 Avg Close — Range —
Q4 2024
Shares 500 Value ($000) $14 Avg Close — Range —