PGIM ROCK ETF TR

Ticker: SEPP CUSIP: 69420N791 Class: S&P 500 BUFFER

COMMONWEALTH EQUITY SERVICES, LLC's Holding History (CIK: 0000312272)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 23,160 Value ($000) $709 Avg Close — Range —
Q3 2025
Shares 20,207 Value ($000) $1 Avg Close — Range —
Q2 2025
Shares 12,273 Value ($000) $0 Avg Close — Range —
Q1 2025
Shares 11,532 Value ($000) $0 Avg Close — Range —