PGIM ROCK ETF TR

Ticker: SEPP CUSIP: 69420N791 Class: S&P 500 BUFFER

Steward Partners Investment Advisory, LLC's Holding History (CIK: 0001723397)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 3,698 Value ($000) $113 Avg Close — Range —
Q3 2025
Shares 3,698 Value ($000) $111 Avg Close — Range —