PGIM ROCK ETF TR

Ticker: SEPP CUSIP: 69420N791 Class: S&P 500 BUFFER

DHJJ Financial Advisors, Ltd.'s Holding History (CIK: 0001844716)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 2,457 Value ($000) $75 Avg Close — Range —
Q3 2025
Shares 3,487 Value ($000) $104 Avg Close — Range —
Q2 2025
Shares 400 Value ($000) $11 Avg Close — Range —
Q1 2025
Shares 400 Value ($000) $11 Avg Close — Range —
Q4 2024
Shares 400 Value ($000) $11 Avg Close — Range —
Q3 2024
Shares 400 Value ($000) $11 Avg Close — Range —