PGIM ROCK ETF TR

Ticker: PBAP CUSIP: 69420N809 Class: S&P 500 BUFFER

HARBOR INVESTMENT ADVISORY, LLC's Holding History (CIK: 0001468792)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 2,000 Value ($000) $58 Avg Close — Range —
Q3 2025
Shares 2,000 Value ($000) $57 Avg Close — Range —
Q2 2025
Shares 2,000 Value ($000) $55 Avg Close — Range —