PATTERN ENERGY GROUP INC

CUSIP: 70338P100 Class: CL A

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 22,500 Value ($000) $602 Avg Close — Range —
Q3 2019
Shares 48,000 Value ($000) $1,293 Avg Close — Range —
Q2 2019
Shares 57,150 Value ($000) $1,320 Avg Close — Range —
Q1 2019
Shares 57,400 Value ($000) $1,263 Avg Close — Range —
Q4 2018
Shares 57,000 Value ($000) $1,061 Avg Close — Range —
Q3 2018
Shares 57,113 Value ($000) $1,135 Avg Close — Range —
Q2 2018
Shares 55,113 Value ($000) $1,033 Avg Close — Range —
Q1 2018
Shares 43,391 Value ($000) $750 Avg Close — Range —
Q4 2017
Shares 19,666 Value ($000) $423 Avg Close — Range —
Q3 2017
Shares 19,666 Value ($000) $474 Avg Close — Range —
Q2 2017
Shares 49,110 Value ($000) $1,171 Avg Close — Range —
Q1 2017
Shares 67,006 Value ($000) $1,349 Avg Close — Range —
Q4 2016
Shares 72,417 Value ($000) $1,375 Avg Close — Range —
Q3 2016
Shares 68,528 Value ($000) $1,541 Avg Close — Range —
Q2 2016
Shares 64,102 Value ($000) $1,472 Avg Close — Range —
Q1 2016
Shares 37,352 Value ($000) $712 Avg Close — Range —
Q4 2015
Shares 47,236 Value ($000) $988 Avg Close — Range —
Q3 2015
Shares 23,454 Value ($000) $448 Avg Close — Range —
Q2 2015
Shares 23,454 Value ($000) $666 Avg Close — Range —