PATTERN ENERGY GROUP INC

CUSIP: 70338P100 Class: CL A

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 149,920 Value ($000) $4,012 Avg Close — Range —
Q3 2019
Shares 178,680 Value ($000) $4,812 Avg Close — Range —
Q4 2018
Shares 184,617 Value ($000) $3,437 Avg Close — Range —
Q3 2018
Shares 163,878 Value ($000) $3,256 Avg Close — Range —
Q2 2018
Shares 152,829 Value ($000) $2,865 Avg Close — Range —
Q1 2018
Shares 180,748 Value ($000) $3,126 Avg Close — Range —
Q4 2017
Shares 181,798 Value ($000) $3,908 Avg Close — Range —
Q3 2017
Shares 183,104 Value ($000) $4,412 Avg Close — Range —
Q2 2017
Shares 201,212 Value ($000) $4,798 Avg Close — Range —
Q1 2017
Shares 172,346 Value ($000) $3,468 Avg Close — Range —
Q4 2016
Shares 205,508 Value ($000) $3,903 Avg Close — Range —
Q3 2016
Shares 174,598 Value ($000) $3,927 Avg Close — Range —
Q2 2016
Shares 187,491 Value ($000) $4,306 Avg Close — Range —
Q1 2016
Shares 184,385 Value ($000) $3,516 Avg Close — Range —
Q4 2015
Shares 195,142 Value ($000) $4,082 Avg Close — Range —
Q3 2015
Shares 175,558 Value ($000) $3,351 Avg Close — Range —
Q2 2015
Shares 102,010 Value ($000) $2,895 Avg Close — Range —
Q1 2015
Shares 93,201 Value ($000) $2,641 Avg Close — Range —
Q4 2014
Shares 71,404 Value ($000) $1,762 Avg Close — Range —
Q3 2014
Shares 53,631 Value ($000) $1,658 Avg Close — Range —
Q2 2014
Shares 45,124 Value ($000) $1,494 Avg Close — Range —
Q1 2014
Shares 93,743 Value ($000) $2,543 Avg Close — Range —
Q4 2013
Shares 132,357 Value ($000) $4,020 Avg Close — Range —