PATTERN ENERGY GROUP INC

CUSIP: 70338P100 Class: CL A

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 74,581 Value ($000) $1,995 Avg Close — Range —
Q3 2019
Shares 73,610 Value ($000) $1,982 Avg Close — Range —
Q2 2019
Shares 58,351 Value ($000) $1,347 Avg Close — Range —
Q1 2019
Shares 51,102 Value ($000) $1,124 Avg Close — Range —
Q4 2018
Shares 33,021 Value ($000) $615 Avg Close — Range —
Q3 2018
Shares 16,984 Value ($000) $337 Avg Close — Range —
Q2 2018
Shares 14,712 Value ($000) $276 Avg Close — Range —
Q1 2018
Shares 11,778 Value ($000) $204 Avg Close — Range —
Q4 2017
Shares 10,320 Value ($000) $222 Avg Close — Range —
Q3 2017
Shares 10,535 Value ($000) $254 Avg Close — Range —
Q2 2017
Shares 10,820 Value ($000) $258 Avg Close — Range —
Q1 2017
Shares 10,495 Value ($000) $210 Avg Close — Range —
Q4 2016
Shares 11,070 Value ($000) $209 Avg Close — Range —
Q3 2016
Shares 12,895 Value ($000) $279 Avg Close — Range —
Q2 2016
Shares 12,695 Value ($000) $301 Avg Close — Range —
Q1 2016
Shares 25,290 Value ($000) $462 Avg Close — Range —
Q4 2015
Shares 24,990 Value ($000) $502 Avg Close — Range —
Q3 2015
Shares 12,945 Value ($000) $274 Avg Close — Range —