PATTERN ENERGY GROUP INC

CUSIP: 70338P100 Class: CL A

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 10,077 Value ($000) $204 Avg Close — Range —
Q4 2017
Shares 10,359 Value ($000) $227 Avg Close — Range —
Q3 2017
Shares 10,592 Value ($000) $260 Avg Close — Range —
Q2 2017
Shares 11,514 Value ($000) $279 Avg Close — Range —