PATTERN ENERGY GROUP INC

CUSIP: 70338PAB6 Class: NOTE 4.000% 7/1

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 5,320,000 Value ($000) $5,396 Avg Close — Range —
Q3 2017
Shares 5,320,000 Value ($000) $5,526 Avg Close — Range —
Q2 2017
Shares 5,320,000 Value ($000) $5,603 Avg Close — Range —
Q1 2017
Shares 5,320,000 Value ($000) $5,273 Avg Close — Range —
Q4 2016
Shares 5,320,000 Value ($000) $5,130 Avg Close — Range —
Q3 2016
Shares 5,320,000 Value ($000) $5,353 Avg Close — Range —