PATTERN ENERGY GROUP INC

CUSIP: 70338PAB6 Class: NOTE 4.000% 7/1

BASSO CAPITAL MANAGEMENT, L.P.'s Holding History (CIK: 0001287978)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 4,241,000 Value ($000) $4,305 Avg Close — Range —
Q3 2017
Shares 3,161,000 Value ($000) $3,274 Avg Close — Range —
Q2 2017
Shares 1,665,000 Value ($000) $1,738 Avg Close — Range —
Q1 2017
Shares 1,565,000 Value ($000) $1,556 Avg Close — Range —
Q4 2016
Shares 3,142,000 Value ($000) $3,050 Avg Close — Range —
Q3 2016
Shares 8,732,000 Value ($000) $8,754 Avg Close — Range —