PATTERN ENERGY GROUP INC

CUSIP: 70338PAB6 Class: NOTE 4.000% 7/1

CAPSTONE INVESTMENT ADVISORS, LLC's Holding History (CIK: 0001426196)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 13,400,000 Value ($000) $14,109 Avg Close — Range —
Q2 2019
Shares 25,400,000 Value ($000) $25,716 Avg Close — Range —
Q1 2019
Shares 19,900,000 Value ($000) $20,037 Avg Close — Range —
Q4 2018
Shares 25,000,000 Value ($000) $24,703 Avg Close — Range —
Q3 2018
Shares 25,000,000 Value ($000) $25,062 Avg Close — Range —
Q2 2018
Shares 22,740,000 Value ($000) $22,739 Avg Close — Range —
Q1 2018
Shares 22,740,000 Value ($000) $22,545 Avg Close — Range —
Q4 2017
Shares 20,740,000 Value ($000) $21,141 Avg Close — Range —
Q3 2017
Shares 21,000,000 Value ($000) $21,918 Avg Close — Range —
Q2 2017
Shares 11,000,000 Value ($000) $11,639 Avg Close — Range —
Q1 2017
Shares 8,500,000 Value ($000) $8,468 Avg Close — Range —
Q4 2016
Shares 8,500,000 Value ($000) $8,239 Avg Close — Range —