PATTERN ENERGY GROUP INC

CUSIP: 70338PAB6 Class: NOTE 4.000% 7/1

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 11,025 Value ($000) $11,139 Avg Close — Range —
Q3 2019
Shares 5,525 Value ($000) $5,788 Avg Close — Range —
Q2 2019
Shares 4,525 Value ($000) $4,565 Avg Close — Range —
Q1 2019
Shares 4,525 Value ($000) $4,526 Avg Close — Range —
Q4 2018
Shares 3,775 Value ($000) $3,736 Avg Close — Range —
Q3 2018
Shares 3,015 Value ($000) $2,994 Avg Close — Range —