Peabody Energy 4.75% (subordinated)

CUSIP: 704549ag9 Class: Conv Bond

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 70,000 Value ($000) $5,180 Avg Close — Range —
Q1 2014
Shares 70,000 Value ($000) $5,572 Avg Close — Range —
Q4 2013
Shares 70,000 Value ($000) $5,565 Avg Close — Range —
Q2 2013
Shares 100,000 Value ($000) $7,127 Avg Close — Range —