PENNYMAC MTG INVT TR

Ticker: PMT CUSIP: 70931T103 Class: REIT

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 12,716 Value ($000) $279 Avg Close — Range —
Q1 2014
Shares 12,951 Value ($000) $310 Avg Close — Range —
Q4 2013
Shares 10,176 Value ($000) $234 Avg Close — Range —
Q3 2013
Shares 9,410 Value ($000) $213 Avg Close — Range —