PEREGRINE PHARMACEUTICALS IN

CUSIP: 713661304 Class: COM NEW

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 13,388 Value ($000) $4 Avg Close — Range —
Q3 2016
Shares 129,032 Value ($000) $55 Avg Close — Range —
Q2 2016
Shares 133,032 Value ($000) $48 Avg Close — Range —
Q1 2016
Shares 358,672 Value ($000) $151 Avg Close — Range —
Q4 2015
Shares 416,662 Value ($000) $487 Avg Close — Range —
Q1 2015
Shares 12,560 Value ($000) $17 Avg Close — Range —
Q4 2014
Shares 10,740 Value ($000) $15 Avg Close — Range —
Q3 2014
Shares 700 Value ($000) $1 Avg Close — Range —
Q2 2014
Shares 20 Value ($000) $0 Avg Close — Range —
Q3 2013
Shares 10,244 Value ($000) $14 Avg Close — Range —
Q2 2013
Shares 8,547 Value ($000) $11 Avg Close — Range —