PEREGRINE PHARMACEUTICALS IN

CUSIP: 713661304 Class: COM NEW

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 100,000 Value ($000) $140 Avg Close — Range —
Q2 2013
Shares 100,000 Value ($000) $129 Avg Close — Range —