PEREGRINE PHARMACEUTICALS IN

CUSIP: 713661304 Class: COM NEW

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 75,288 Value ($000) $46 Avg Close — Range —
Q1 2017
Shares 75,288 Value ($000) $49 Avg Close — Range —
Q4 2016
Shares 60,640 Value ($000) $19 Avg Close — Range —
Q3 2016
Shares 60,640 Value ($000) $26 Avg Close — Range —
Q2 2016
Shares 61,193 Value ($000) $22 Avg Close — Range —
Q1 2016
Shares 65,639 Value ($000) $28 Avg Close — Range —
Q4 2015
Shares 62,046 Value ($000) $72 Avg Close — Range —
Q3 2015
Shares 46,917 Value ($000) $48 Avg Close — Range —
Q2 2015
Shares 49,876 Value ($000) $66 Avg Close — Range —
Q1 2015
Shares 47,644 Value ($000) $64 Avg Close — Range —
Q4 2014
Shares 44,337 Value ($000) $62 Avg Close — Range —
Q3 2014
Shares 35,336 Value ($000) $48 Avg Close — Range —
Q2 2014
Shares 85,178 Value ($000) $160 Avg Close — Range —
Q1 2014
Shares 95,650 Value ($000) $181 Avg Close — Range —
Q4 2013
Shares 74,873 Value ($000) $104 Avg Close — Range —
Q3 2013
Shares 63,859 Value ($000) $90 Avg Close — Range —
Q2 2013
Shares 55,394 Value ($000) $71 Avg Close — Range —