PEREGRINE PHARMACEUTICALS IN

CUSIP: 713661304 Class: COM NEW

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 80,400 Value ($000) $53 Avg Close — Range —
Q4 2016
Shares 102,700 Value ($000) $32 Avg Close — Range —
Q3 2016
Shares 32,100 Value ($000) $14 Avg Close — Range —
Q2 2016
Shares 5,800 Value ($000) $2 Avg Close — Range —