PEREGRINE PHARMACEUTICALS IN

CUSIP: 713661304 Class: COM NEW

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 10,888 Value ($000) $7 Avg Close — Range —
Q1 2017
Shares 10,744 Value ($000) $7 Avg Close — Range —
Q4 2016
Shares 13,332 Value ($000) $4 Avg Close — Range —
Q3 2016
Shares 13,244 Value ($000) $6 Avg Close — Range —
Q2 2016
Shares 13,160 Value ($000) $5 Avg Close — Range —
Q1 2016
Shares 26,520 Value ($000) $10 Avg Close — Range —
Q4 2015
Shares 26,520 Value ($000) $31 Avg Close — Range —
Q3 2015
Shares 13,260 Value ($000) $14 Avg Close — Range —
Q2 2015
Shares 13,608 Value ($000) $18 Avg Close — Range —
Q1 2015
Shares 13,260 Value ($000) $18 Avg Close — Range —
Q4 2014
Shares 13,160 Value ($000) $18 Avg Close — Range —
Q3 2014
Shares 13,160 Value ($000) $17 Avg Close — Range —
Q2 2014
Shares 14,260 Value ($000) $27 Avg Close — Range —
Q1 2014
Shares 14,260 Value ($000) $27 Avg Close — Range —
Q4 2013
Shares 14,260 Value ($000) $20 Avg Close — Range —
Q3 2013
Shares 14,260 Value ($000) $20 Avg Close — Range —
Q2 2013
Shares 34,260 Value ($000) $44 Avg Close — Range —