PEREGRINE PHARMACEUTICALS IN

CUSIP: 713661304 Class: COM NEW

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 35,327 Value ($000) $21 Avg Close — Range —
Q1 2017
Shares 32,387 Value ($000) $21 Avg Close — Range —
Q4 2016
Shares 20,307 Value ($000) $6 Avg Close — Range —
Q3 2016
Shares 20,307 Value ($000) $9 Avg Close — Range —
Q2 2016
Shares 58,416 Value ($000) $21 Avg Close — Range —
Q1 2016
Shares 41,660 Value ($000) $18 Avg Close — Range —
Q4 2015
Shares 63,445 Value ($000) $75 Avg Close — Range —
Q3 2015
Shares 36,600 Value ($000) $37 Avg Close — Range —
Q2 2015
Shares 52,100 Value ($000) $68 Avg Close — Range —
Q1 2015
Shares 55,011 Value ($000) $74 Avg Close — Range —
Q4 2014
Shares 88,242 Value ($000) $123 Avg Close — Range —