PEREGRINE PHARMACEUTICALS IN

CUSIP: 713661304 Class: COM NEW

LEVEL FOUR ADVISORY SERVICES, LLC's Holding History (CIK: 0001696715)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 57,700 Value ($000) $37 Avg Close — Range —
Q1 2017
Shares 57,700 Value ($000) $37 Avg Close — Range —
Q4 2016
Shares 57,700 Value ($000) $18 Avg Close — Range —