PEREGRINE PHARMACEUTICALS IN

CUSIP: 713661502 Class: COM PAR

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 10,702 Value ($000) $42 Avg Close — Range —
Q3 2017
Shares 12,038 Value ($000) $38 Avg Close — Range —