PERFORMANT FINL CORP

CUSIP: 71377E105 Class: Common Stock

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 21,971 Value ($000) $52 Avg Close — Range —
Q3 2016
Shares 49,971 Value ($000) $147 Avg Close — Range —