PERNIX THERAPEUTICS HLDGS IN

CUSIP: 71426V108 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 409,705 Value ($000) $1,208 Avg Close — Range —
Q3 2015
Shares 405,250 Value ($000) $1,279 Avg Close — Range —
Q2 2015
Shares 333,795 Value ($000) $1,976 Avg Close — Range —
Q1 2015
Shares 30,155 Value ($000) $322 Avg Close — Range —
Q4 2014
Shares 173,654 Value ($000) $1,630 Avg Close — Range —
Q3 2014
Shares 100 Value ($000) $1 Avg Close — Range —
Q2 2014
Shares 100 Value ($000) $1 Avg Close — Range —
Q1 2014
Shares 10 Value ($000) $0 Avg Close — Range —
Q3 2013
Shares 1,092 Value ($000) $3 Avg Close — Range —
Q2 2013
Shares 6,092 Value ($000) $22 Avg Close — Range —