PERNIX THERAPEUTICS HLDGS IN

CUSIP: 71426V108 Class: COM

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 87 Value ($000) $1 Avg Close — Range —
Q2 2014
Shares 6,166 Value ($000) $55 Avg Close — Range —