PERNIX THERAPEUTICS HLDGS IN

CUSIP: 71426VAK4 Class: DBCV 4 250 4/0 ADDED

BARINGS LLC's Holding History (CIK: 0000009015)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 7,500,000 Value ($000) $3,000 Avg Close — Range —
Q3 2017
Shares 7,500,000 Value ($000) $3,000 Avg Close — Range —
Q2 2017
Shares 7,500,000 Value ($000) $2,119 Avg Close — Range —
Q1 2017
Shares 7,500,000 Value ($000) $1,275 Avg Close — Range —
Q4 2016
Shares 7,500,000 Value ($000) $1,725 Avg Close — Range —
Q3 2016
Shares 7,500,000 Value ($000) $1,955 Avg Close — Range —
Q2 2016
Shares 7,500,000 Value ($000) $1,725 Avg Close — Range —