PFENEX INC

CUSIP: 717071104 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 7,666 Value ($000) $39 Avg Close — Range —
Q2 2018
Shares 3,188 Value ($000) $17 Avg Close — Range —
Q4 2015
Shares 250 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 250 Value ($000) $4 Avg Close — Range —
Q2 2015
Shares 875 Value ($000) $17 Avg Close — Range —
Q1 2015
Shares 500 Value ($000) $8 Avg Close — Range —
Q4 2014
Shares 4,250 Value ($000) $31 Avg Close — Range —
Q3 2014
Shares 9,000 Value ($000) $66 Avg Close — Range —