PFENEX INC

CUSIP: 717071104 Class: COM

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 77,581 Value ($000) $1 Avg Close — Range —
Q4 2019
Shares 413,374 Value ($000) $2,555 Avg Close — Range —
Q3 2019
Shares 25,025 Value ($000) $211 Avg Close — Range —
Q2 2019
Shares 163,347 Value ($000) $1,101 Avg Close — Range —
Q1 2019
Shares 413,374 Value ($000) $2,555 Avg Close — Range —
Q4 2018
Shares 781,602 Value ($000) $2,493 Avg Close — Range —
Q3 2018
Shares 863,910 Value ($000) $4,414 Avg Close — Range —
Q2 2018
Shares 877,935 Value ($000) $4,750 Avg Close — Range —
Q1 2018
Shares 973,674 Value ($000) $5,842 Avg Close — Range —
Q4 2017
Shares 1,353,604 Value ($000) $3,600 Avg Close — Range —
Q3 2017
Shares 998,151 Value ($000) $3,015 Avg Close — Range —
Q2 2017
Shares 745,687 Value ($000) $2,990 Avg Close — Range —
Q1 2017
Shares 414,520 Value ($000) $2,408 Avg Close — Range —
Q4 2016
Shares 368,724 Value ($000) $3,344 Avg Close — Range —
Q3 2016
Shares 372,628 Value ($000) $3,335 Avg Close — Range —
Q2 2016
Shares 361,657 Value ($000) $3,027 Avg Close — Range —
Q1 2016
Shares 186,314 Value ($000) $1,832 Avg Close — Range —