PFENEX INC

CUSIP: 717071104 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 900 Value ($000) $8 Avg Close — Range —
Q3 2017
Shares 17,700 Value ($000) $53 Avg Close — Range —
Q2 2017
Shares 20,700 Value ($000) $83 Avg Close — Range —
Q1 2017
Shares 22,800 Value ($000) $132 Avg Close — Range —
Q4 2016
Shares 7,900 Value ($000) $72 Avg Close — Range —
Q3 2016
Shares 200 Value ($000) $2 Avg Close — Range —
Q2 2016
Shares 10,500 Value ($000) $88 Avg Close — Range —
Q1 2016
Shares 3,700 Value ($000) $36 Avg Close — Range —
Q4 2015
Shares 4,600 Value ($000) $57 Avg Close — Range —
Q3 2015
Shares 3,300 Value ($000) $50 Avg Close — Range —
Q2 2015
Shares 425 Value ($000) $8 Avg Close — Range —