PFENEX INC

CUSIP: 717071104 Class: COM

AWM Investment Company, Inc.'s Holding History (CIK: 0001535264)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 563,255 Value ($000) $2,259 Avg Close — Range —
Q1 2017
Shares 923,107 Value ($000) $5,363 Avg Close — Range —
Q4 2016
Shares 923,107 Value ($000) $8,373 Avg Close — Range —
Q3 2016
Shares 938,042 Value ($000) $8,395 Avg Close — Range —
Q2 2016
Shares 952,216 Value ($000) $7,970 Avg Close — Range —
Q1 2016
Shares 953,775 Value ($000) $9,376 Avg Close — Range —
Q4 2015
Shares 858,775 Value ($000) $10,632 Avg Close — Range —
Q3 2015
Shares 858,775 Value ($000) $12,890 Avg Close — Range —
Q2 2015
Shares 858,775 Value ($000) $16,660 Avg Close — Range —
Q1 2015
Shares 858,775 Value ($000) $13,689 Avg Close — Range —
Q4 2014
Shares 1,000,000 Value ($000) $7,320 Avg Close — Range —