PFIZER INC

Ticker: PFE CUSIP: 717081103 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 21,575 Value ($000) $725 Avg Close $21.60 Range $20.67 - $22.50
Q4 2016
Shares 16,200 Value ($000) $526 Avg Close $20.50 Range $18.90 - $21.64