PFIZER INC

Ticker: PFE CUSIP: 717081103 Class: COM

HARBERT FUND ADVISORS, INC.'s Holding History (CIK: 0001616659)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 207,000 Value ($000) $6,121 Avg Close $17.45 Range $16.48 - $18.35
Q2 2014
Shares 200,000 Value ($000) $5,936 Avg Close $17.55 Range $16.87 - $18.99