PHENIXFIN CORP

Ticker: PFX CUSIP: 71742W103 Class: CEF

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022

Shares 150 Value ($000) $0 Avg Close $32.99 Range $28.82 - $34.45

Q3 2022

Shares 150 Value ($000) $5 Avg Close $34.51 Range $30.78 - $37.16

Q2 2022

Shares 150 Value ($000) $5 Avg Close $36.67 Range $33.63 - $40.45

Q1 2022

Shares 150 Value ($000) $6 Avg Close $37.94 Range $33.96 - $39.51

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2022	150	$0	$32.99	$28.82 - $34.45
Q3 2022	150	$5	$34.51	$30.78 - $37.16
Q2 2022	150	$5	$36.67	$33.63 - $40.45
Q1 2022	150	$6	$37.94	$33.96 - $39.51