PHILLIPS 66

Ticker: PSX CUSIP: 718546104 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 7,000 Value ($000) $605 Avg Close $58.66 Range $54.58 - $62.93
Q3 2016
Shares 7,000 Value ($000) $564 Avg Close $54.42 Range $51.36 - $57.14
Q2 2016
Shares 7,000 Value ($000) $555 Avg Close $56.71 Range $53.16 - $61.76