PHOENIX COS INC NEW

CUSIP: 71902E604 Class: CMN

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 109,819 Value ($000) $4,046 Avg Close — Range —
Q4 2015
Shares 99,179 Value ($000) $3,674 Avg Close — Range —