PIERIS PHARMACEUTICALS INC

CUSIP: 720795103 Class: COMMON

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 1,468 Value ($000) $8 Avg Close — Range —
Q2 2018
Shares 2,125 Value ($000) $11 Avg Close — Range —
Q1 2018
Shares 5,567 Value ($000) $38 Avg Close — Range —
Q4 2017
Shares 1,267 Value ($000) $10 Avg Close — Range —