PIMCO ALL ASSETS AUTH -IS

Ticker: PAUIX CUSIP: 72200Q182 Class: Com

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 51,482 Value ($000) $511 Avg Close — Range —
Q2 2014
Shares 238,764 Value ($000) $2,478 Avg Close — Range —