PIMCO ETF TR

CUSIP: 72201R106 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 4,995 Value ($000) $250 Avg Close — Range —
Q4 2017
Shares 5,335 Value ($000) $268 Avg Close — Range —
Q3 2017
Shares 5,563 Value ($000) $282 Avg Close — Range —
Q2 2017
Shares 6,538 Value ($000) $331 Avg Close — Range —
Q1 2017
Shares 8,859 Value ($000) $449 Avg Close — Range —
Q4 2016
Shares 16,068 Value ($000) $814 Avg Close — Range —
Q1 2016
Shares 7,544 Value ($000) $385 Avg Close — Range —
Q4 2015
Shares 6,746 Value ($000) $342 Avg Close — Range —
Q3 2015
Shares 23,792 Value ($000) $1,216 Avg Close — Range —
Q3 2014
Shares 52,600 Value ($000) $2,680 Avg Close — Range —
Q2 2014
Shares 53,300 Value ($000) $2,715 Avg Close — Range —
Q1 2014
Shares 59,489 Value ($000) $3,026 Avg Close — Range —
Q4 2013
Shares 60,774 Value ($000) $3,092 Avg Close — Range —
Q3 2013
Shares 61,953 Value ($000) $3,150 Avg Close — Range —
Q2 2013
Shares 63,885 Value ($000) $3,245 Avg Close — Range —