PIMCO ETF TR

CUSIP: 72201R106 Class: CMN

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 13,247 Value ($000) $671 Avg Close — Range —
Q3 2015
Shares 40,217 Value ($000) $2,054 Avg Close — Range —
Q2 2015
Shares 44,463 Value ($000) $2,265 Avg Close — Range —
Q1 2015
Shares 53,275 Value ($000) $2,717 Avg Close — Range —
Q4 2014
Shares 98,179 Value ($000) $5,005 Avg Close — Range —
Q3 2014
Shares 236,430 Value ($000) $12,034 Avg Close — Range —
Q2 2014
Shares 406,300 Value ($000) $20,697 Avg Close — Range —
Q1 2014
Shares 523,538 Value ($000) $26,632 Avg Close — Range —
Q4 2013
Shares 510,501 Value ($000) $25,969 Avg Close — Range —
Q3 2013
Shares 483,349 Value ($000) $24,607 Avg Close — Range —
Q2 2013
Shares 477,211 Value ($000) $24,238 Avg Close — Range —