PIMCO ETF TR

Ticker: TIPZ CUSIP: 72201R403 Class: BROAD US TIPS

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 5,380 Value ($000) $300 Avg Close — Range —
Q2 2015
Shares 5,380 Value ($000) $306 Avg Close — Range —
Q1 2015
Shares 6,614 Value ($000) $381 Avg Close — Range —
Q4 2014
Shares 6,614 Value ($000) $377 Avg Close — Range —
Q3 2014
Shares 6,614 Value ($000) $375 Avg Close — Range —
Q2 2014
Shares 7,765 Value ($000) $451 Avg Close — Range —
Q1 2014
Shares 7,757 Value ($000) $436 Avg Close — Range —
Q4 2013
Shares 7,757 Value ($000) $427 Avg Close — Range —
Q3 2013
Shares 7,750 Value ($000) $438 Avg Close — Range —
Q2 2013
Shares 6,592 Value ($000) $371 Avg Close — Range —