PIMCO ETF TR

Ticker: LDUR CUSIP: 72201R718 Class: ENHNCD LW DUR AC

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 26,764 Value ($000) $2,667 Avg Close — Range —
Q2 2018
Shares 30,319 Value ($000) $3,023 Avg Close — Range —
Q1 2018
Shares 30,188 Value ($000) $3,017 Avg Close — Range —
Q4 2017
Shares 29,829 Value ($000) $2,993 Avg Close — Range —
Q3 2017
Shares 21,803 Value ($000) $2,204 Avg Close — Range —
Q2 2017
Shares 11,544 Value ($000) $1,169 Avg Close — Range —
Q1 2017
Shares 9,929 Value ($000) $1,001 Avg Close — Range —
Q4 2016
Shares 10,177 Value ($000) $1,021 Avg Close — Range —
Q3 2016
Shares 6,813 Value ($000) $688 Avg Close — Range —
Q2 2016
Shares 6,063 Value ($000) $609 Avg Close — Range —
Q1 2016
Shares 5,073 Value ($000) $506 Avg Close — Range —
Q4 2015
Shares 5,574 Value ($000) $556 Avg Close — Range —