PIMCO ETF TR

CUSIP: 72201R742 Class: AUSTRALIA BD

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 7,001 Value ($000) $691 Avg Close — Range —
Q1 2014
Shares 7,049 Value ($000) $657 Avg Close — Range —
Q4 2013
Shares 6,767 Value ($000) $601 Avg Close — Range —
Q3 2013
Shares 6,633 Value ($000) $617 Avg Close — Range —
Q2 2013
Shares 6,917 Value ($000) $615 Avg Close — Range —