PIMCO ETF TR

Ticker: BOND CUSIP: 72201R775 Class: ACTIVE BD ETF

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 2,709 Value ($000) $287 Avg Close — Range —
Q1 2017
Shares 2,630 Value ($000) $277 Avg Close — Range —
Q4 2016
Shares 2,630 Value ($000) $274 Avg Close — Range —
Q3 2016
Shares 3,350 Value ($000) $362 Avg Close — Range —
Q2 2016
Shares 3,350 Value ($000) $360 Avg Close — Range —
Q1 2016
Shares 5,324 Value ($000) $561 Avg Close — Range —
Q4 2015
Shares 106,526 Value ($000) $11,102 Avg Close — Range —
Q3 2015
Shares 101,291 Value ($000) $10,682 Avg Close — Range —
Q2 2015
Shares 103,046 Value ($000) $11,026 Avg Close — Range —
Q1 2015
Shares 101,188 Value ($000) $11,144 Avg Close — Range —
Q4 2014
Shares 97,357 Value ($000) $10,438 Avg Close — Range —
Q3 2014
Shares 93,589 Value ($000) $10,162 Avg Close — Range —
Q2 2014
Shares 85,980 Value ($000) $9,372 Avg Close — Range —
Q1 2014
Shares 78,830 Value ($000) $8,408 Avg Close — Range —
Q4 2013
Shares 74,999 Value ($000) $7,855 Avg Close — Range —
Q3 2013
Shares 68,762 Value ($000) $7,280 Avg Close — Range —
Q2 2013
Shares 69,826 Value ($000) $7,380 Avg Close — Range —