PIMCO ETF TR

Ticker: HYS CUSIP: 72201R783 Class: 0-5 HIGH YIELD

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 40,515 Value ($000) $4,330 Avg Close — Range —
Q1 2014
Shares 42,443 Value ($000) $4,525 Avg Close — Range —
Q4 2013
Shares 40,109 Value ($000) $4,266 Avg Close — Range —
Q3 2013
Shares 36,459 Value ($000) $3,825 Avg Close — Range —
Q2 2013
Shares 34,227 Value ($000) $3,526 Avg Close — Range —