PIMCO ETF TR

Ticker: HYS CUSIP: 72201R783 Class: 0-5 HIGH YIELD

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 300 Value ($000) $28 Avg Close — Range —
Q2 2015
Shares 731 Value ($000) $73 Avg Close — Range —
Q1 2015
Shares 738 Value ($000) $75 Avg Close — Range —
Q4 2014
Shares 739 Value ($000) $75 Avg Close — Range —
Q3 2014
Shares 739 Value ($000) $77 Avg Close — Range —
Q2 2014
Shares 744 Value ($000) $80 Avg Close — Range —
Q1 2014
Shares 841 Value ($000) $90 Avg Close — Range —
Q4 2013
Shares 612 Value ($000) $65 Avg Close — Range —