PIMCO ETF TR

Ticker: HYS CUSIP: 72201R783 Class: 0-5 HIGH YIELD

Horizon Investments, LLC's Holding History (CIK: 0001560717)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 4,088 Value ($000) $380 Avg Close — Range —
Q4 2015
Shares 4,783 Value ($000) $438 Avg Close — Range —
Q3 2015
Shares 4,449 Value ($000) $421 Avg Close — Range —
Q2 2014
Shares 2,174 Value ($000) $232 Avg Close — Range —
Q1 2014
Shares 2,493 Value ($000) $266 Avg Close — Range —