PIMCO ETF TR

Ticker: HYS CUSIP: 72201R783 Class: 0-5 HIGH YIELD

Empirical Finance, LLC's Holding History (CIK: 0001572838)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 28,859 Value ($000) $2,931 Avg Close — Range —

Q2 2017

Shares 17,375 Value ($000) $1,762 Avg Close — Range —

Q1 2017

Shares 11,119 Value ($000) $1,123 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	28,859	$2,931	—	—
Q2 2017	17,375	$1,762	—	—
Q1 2017	11,119	$1,123	—	—