PIMCO ETF TR

Ticker: HYS CUSIP: 72201R783 Class: 0-5 HIGH YIELD

Tortoise Investment Management, LLC's Holding History (CIK: 0001599511)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 100 Value ($000) $10 Avg Close — Range —
Q3 2017
Shares 400 Value ($000) $41 Avg Close — Range —
Q2 2017
Shares 405 Value ($000) $41 Avg Close — Range —
Q1 2017
Shares 110 Value ($000) $11 Avg Close — Range —
Q4 2016
Shares 142 Value ($000) $14 Avg Close — Range —
Q3 2016
Shares 6,432 Value ($000) $640 Avg Close — Range —
Q2 2016
Shares 10,457 Value ($000) $1,013 Avg Close — Range —
Q1 2016
Shares 10,547 Value ($000) $980 Avg Close — Range —
Q4 2015
Shares 9,060 Value ($000) $830 Avg Close — Range —
Q3 2013
Shares 300 Value ($000) $31 Avg Close — Range —
Q2 2013
Shares 1,320 Value ($000) $136 Avg Close — Range —
Q1 2013
Shares 2,140 Value ($000) $224 Avg Close — Range —
Q4 2012
Shares 2,140 Value ($000) $221 Avg Close — Range —